ID# C4OV001

Overview

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This case study focuses on a three-mile section of New York State Route 7 (NY-7) just north of Albany, NY (see Exhibit 4-1). Called Alternate Route 7 by the locals (because it replaced a more southerly parallel suburban arterial), it has become a very busy highway. NYSDOT (New York State Department of Transportation) thinks this freeway and its adjacent interchanges need to be studied because of traffic congestion issues.

Assume that you’ve recently been hired by NYSDOT to determine what kinds of improvements should be made to mitigate operational and safety deficiencies in this sub-area network. Key issues that the Department would like you to explore include:

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capacity of the mainline sections of NYS-7, both eastbound and westbound

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adequacy of the weaving sections throughout the network

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performance of the ramps at all of the interchanges

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queuing and the potential hazards caused by long queues spilling back onto the freeway, if and where that arises

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speed changes, especially significant ones that might arise at the merge and diverge areas of the ramps, and the impacts of these speed changes on safety

The main caveat is that there is limited funding for improvements. So NYSDOT isn’t expecting costly solutions. However, the Department is expecting you to compare and contrast your “low-cost” solutions with ones that are more costly, where the greater expenditure would produce more benefits.

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ID# C4OV002

Overview

We’re going to consider these issues and others through a series of five problems. Each one illustrates different facets of the deficiency analysis. Each one also illustrates how the various traffic analysis tools in the Highway Capacity Manual can be applied to assist traffic analysts, engineers, planners, and decision-makers in making sound investment decisions regarding changes to a transportation system.

The problems focus on the chapters of the HCM that deal with uninterrupted facilities. We start with basic freeway sections, then go on to weaving sections and ramps, apply the freeway systems methodology to the NY-7 portion of the subarea network, and conclude with a simulation model for the subarea as a whole. After working through this material, you should be able to:

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Determine the appropriate analyses required to address a problem similar to what is presented in this case study. This includes the physical scope of the area to be included in the analysis and selecting the appropriate analysis.

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Understand what input data are required and the assumptions that are commonly made regarding default values for the HCM procedures for these facilities.

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Understand when and how to apply the methodologies for basic freeway sections, weaving sections, ramps, and freeway systems.

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Understand the limitations of the HCM procedures and when it is appropriate to use other models or computational tools.

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Know how to reasonably interpret the results from an HCM analysis and how these results can be used to support a particular decision regarding changes to a transportation system.

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ID# C4IN001

Introduction

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Before doing the analyses, we should familiarize ourselves with how Alternate Route 7 fits into the local freeway network. As Exhibit 4-2 shows, Alternate Route 7 runs east-west, between I-87 and I-787. (Technically I-787 is NY-787 north of the NY-7 interchange.) It is part of a grid-like freeway network that ties together the major cities in the Albany area. People who commute to Albany from the north enter the freeway grid on I-87 (at the top of the figure), travel Alternate Route 7 to I-787 then south to Albany. People who commute to Troy from the west enter the freeway network on I-90 (at left in the figure), travel up I-87 to Alternate Route 7 then to Troy. People from the south enter the freeway network on I-87 (at the bottom of the exhibit). If they’re going to I-87 north and know the network, they travel up I-787 to Alternate Route 7 then back to I-87.

Discussion:
Take a few minutes to consider these questions. When you are ready to continue, click continue below to proceed.

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Exhibit 4-2. Albany Area Freeway Network

 

 

 

 

 

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ID# C4IN002

Introduction

The overall subarea network that is the focus of this case study is shown in Exhibit 4-3. Alternate Route 7 is in the middle of the figure. I-87 is on the left and I-787 is on the right. The drawing is not to scale and the Alternate Route 7 segment in the middle has been shortened.

While congestion in the Alternate Route 7 subarea network is not bad overall, there are two places where significant queuing takes place: the I-787 interchange (viz., on the right-hand ramp leading from NY-7 East to I-787 South); and the I-87 interchange (viz., the right-hand ramp leading from NY-7 west to I-87 north). In both cases, the queues can be more than a mile long when traffic is heavy. For example, some mornings the line for the right hand ramp at the I-787 interchange extends halfway back to I-87. Similarly, on Fridays, especially in the summer, and on many weekday afternoons, the queue for the right-hand ramp from NY-7 and I-87 extends halfway back to I-787.

Alternate Route 7’s basic freeway section is about four miles long, with two lanes eastbound and three lanes westbound. The third lane westbound is used by trucks that are climbing the grade that starts at the Hudson River and ends near Miller Road. From there to I-87, the third lane becomes an extension of the right-hand ramp leading to I-87 north.

The interchanges at either end of Alternate Route 7 are good facilities to study. The I-787 interchange has short weaving sections, complicated merging geometries with tight geometry, and an auxiliary lane eastbound that separates the ramps from the main traffic lanes. The I-87 interchange has similar problems with short weaving sections and complicated merges and diverges.

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Exhibit 4-3. Study Network Single Line Drawing

 

 

 

 

 

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ID# C4OV003

Introduction

The case study uses five problems to explore a variety of issues:

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The first problem focuses on Route 7 itself, the freeway segment between I-87 and I-787. We use this problem to show you how the basic freeway analysis methodology in the HCM can be used to look at issues ranging from whether the difference in the number of lanes by direction is reasonable (2 eastbound and 3 westbound) to the extent to which the facility’s performance varies across the year.

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The second problem looks at Exits 6 and 7 on I-87 and the NY-9 exit on NY-7 (see Exhibit 4-3). We show you how to examine questions about the design of the interchange and how to increase capacity and reduce delays.

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The third problem looks at the I-787 interchange complex. In a fashion similar to the second problem, we show how to determine whether design enhancements might increase the capacity of several ramps and weaving sections.

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In the fourth problem, we use the freeway systems analysis methodology to assess the performance of NY-7 in both directions.

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In the fifth and final problem, we use VISSIM, a microscopic simulation model, to show you how to assess the performance of the system as a whole: the interchanges on the western and eastern ends as well as the basic freeway section in-between.

Each problem illustrates something important for a traffic engineer to do to find solutions to the facility’s problems.

We are not going to present the entire subarea analysis but rather portions of it. We’re going to use the treatment identification setting as a backdrop to illustrate use of the HCM analysis procedures. Consequently, we’re going to focus on specific intersections and conditions to illustrate specific types of analyses and issues.

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ID# C4GS001

Getting Started

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Scope
To begin the case study, as with an actual improvement assessment, decisions have to be made about a variety of issues. One is the scope of the analysis: what portions of the freeway network should be included, and should the surface arterial network be considered? You also need to determine who the stakeholders are, what issues they have, and how those issues translate into goals, objectives, and performance measures for the study. You must also know the audience or audiences for the report. These all affect other issues such as the analyses to be performed, their sequencing, the tools to use, and the data to collect.

How should the system be defined? What facilities should be included? Alternate Route 7 is the main focus of the questions that NYSDOT has posed. The congestion problems related to Alternate Route 7 may occur at the I-87 and I-787 interchanges, so both will obviously need to be included as well.

In constructing the case study, we included Alternate Route 7, I-87, I-787 and all of the interchanges immediately adjacent to both ends. Thus, we’re examining five interchanges in addition to the mainline sections of Alternate Route 7. The overall analysis will need to be comprehensive, in terms of the number of facilities that have to be studied, to avoid unidentified cascading impacts from changes you make.

The time periods to consider are a second important aspect of the scope. We need to consider the AM and PM peaks, since Alternate Route 7 is part of the urban freeway network. We will also need to include Friday evenings and Sunday afternoons in the summertime, since the facility carries a lot of vacation traffic.

Discussion:
Take a few minutes to consider these questions. When you are ready, click continue below to proceed.

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ID# C4GS002

Getting Started

Stakeholders
Next, we determined the stakeholders:

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New York State Department of Transportation (NYSDOT), who is the client;

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users of the facilities who will benefit from the improvements;

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people who live next to the freeway or have adjacent businesses;

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Albany County; and

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Department of Environmental Conservation.

Over the course of the project, we will need to consider the benefits and costs that accrue to each of these groups in every aspect of the case study.

Related to the stakeholders is the choice of audience. In this case, it is NYSDOT, who will share your results with the county, the town, and other interested parties. Your audience could also be the system users or the adjacent landowners, if they request a presentation about your findings.

Discussion:
Take a few minutes to consider the stakeholder groups and what impacts they may experience as a result of this project. How might a change in the designated primary audience affect the manner in which the work is performed and presented? When you are ready, click continue below to proceed.

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ID# C4GS003

Getting Started

Goals and Objectives
For purposes of the case study, we assume the goal is to mitigate the congestion problems. While we might also be interested in future conditions, we will focus on current conditions for the case study. The objectives are to identify the improvements in signage, geometry, and operational controls that will enhance performance.

Performance measures are related to the goals and objectives. Density is used for determining level of service (LOS) for almost all freeway facilities. Most traffic engineers use average passenger car speed as an indication of how well a facility is performing. Another performance measure is delay, which is defined here as the incremental travel time produced by the congestion present in the system. Queues are also important, although the HCM methodologies don’t provide easy ways to determine how long the queues are. Other criteria are travel times through the network, total vehicle-hours of travel, total vehicle miles, air pollution outputs, and noise impacts. For this case study, we will focus on density, speeds, and delays.

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ID# C4GS004

Getting Started

What Analyses to Perform
In this case study, we need to examine the basic freeway sections on Alternate Route 7 and the interchanges at either end. We should study these in every time period, although the most crucial period is when the facility use is at its peak. We might also want to do a system-level analysis to ensure that we have accounted for all the impacts that arise. We’ll try to answer these questions as the case study proceeds.

Regarding the interchange-level analyses, there are 40 ramps in the network: five interchanges with eight ramps each (consisting of left- and right-hand ramps for each directional approach). If we consider the AM and PM peaks, plus directional analyses on Alternate Route 7, we would do 84 separate analyses.

Rather than presenting that many analyses, we will focus on specific problems to illustrate how to use the HCM. These problems are listed in Exhibit 4-4. For each, we’ve identified the situation to be analyzed (e.g., the school complex entrance during the AM peak) and the learning objectives and analysis issues that will be highlighted by that problem. The learning objectives are grouped into three stages: setting up the problem, doing the analysis, and results interpretation. The issues break into scope (e.g., geographic boundaries, time periods), demands (e.g., demand vs. volume), and geometrics.

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Exhibit 4-4. Topics Covered in Case Study 4

 

 

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ID# C4GS005

Getting Started

Sequencing, Tools, and Data
The analyses will follow this sequence: 1) basic freeway sections, 2) interchanges, 3) weaving analyses, 4) ramps, and 5) Alternate Route 7 in both directions, as a freeway system as defined by the HCM. We will use a simulation model to look at all the facilities as a system.

In choosing the tools to use, you should pick those that strike a balance between the amount of effort they require and the amount of insight they provide. In this case study, we’re going to use two tools: 1) the HCM for all of the intersection analyses and the location-specific analyses at the freeway interchange; 2) VISSIM for a micro-simulation-based analysis of the entire network, to help us understand the interplay between the various facilities and add more detail.

Since the main purpose of this Guidebook is to illustrate how the HCM can be used to study traffic issues, we’ll use that tool wherever possible. We’ll also talk about where it isn’t applicable, explain why, and show you other tools that can be used.

We will need two types of data: 1) facility-related information (e.g., number of lanes, lane widths, lane configurations, saturation flow rates) and 2) traffic-related information (e.g., vehicular volumes and demands). We’ll show the specific data required for each problem as that problem is presented. We also need to know how NYSDOT designs highway facilities and the expectations it has for operational details. When we reach the system-wide level of analysis, we need to know simulation model inputs, such as lane changing and car following behavior as well as the origin-to-destination flow patterns.

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